The Electronic Trustee serves and benefits a variety of end-users:

Regulators
The system provides insight into the transaction flows between institutions and external and/or internal counter-parties.
The reporting system highlights anomalous transactions which when seen in context may expose questionable practices i.e. churning, front-running, window- dressing, ware-housing, pump-and-dump.

CEO’s, CFO’s, Compliance Committees
The system acts as both an early warning and investment oversight tool providing detailed analyses on a variety of fund specific investment activities.

Pension Fund Trustees
Supports execution of their fiduciary responsibilities and provides assurance that every investment transaction executed, be it a share, bond, future or option, was in the best interests of their Fund and that the expenses related thereto are justifiable.
The system records and analyses every transaction and all related costs including the impact of execution and timing. The results of the analyses are made available by way of exception reports and focus on issues influencing efficiency including any hidden costs. Over time the analysis provides Trustees with a clear indication of the strengths, weaknesses and overall efficiency of service providers thereby providing trustees with a scientific tool with which to manage investment mandates.

Investment Consultants and Actuaries
The system provides current and detailed insight into the activities of asset managers and stock-brokers and can be programmed to alert users to fund specific violations thereby enabling a rapid- response to activities which are not in line with investment policy or simply inappropriate.
Comprehensive retrospective analysis assists with the formulation of fund specific investment policies as well as the allocation of investment mandates to asset managers.
The ability to monitor transaction flows between portfolios and institutions and identify the strengths, weaknesses and efficiency of every service providers and be able to cross-reference consistency across a universe of funds significantly enhances insight and the value an investment consultants and/or actuaries can add.

Investment Fund Accountants,
Provides a high-speed near-real-time auditing tool that provides a detailed breakdown of transaction expenses, corporate events and the costs related to trading activity.

Forensic Auditors,
Provides a system capable of verifying the integrity of investment processes. The “incident specific” programmable feature of the system offers a cost effective solution to filter through vast volumes of retrospective data. Given its speed and ability to identify anomalies and behavioral patterns the system offers a very effective solution.

Corporate Governance,
The system is a necessity for Corporate Governance Consultants and Pension Fund Lawyers who need to incorporate an investment activity and expense auditing tool in any comprehensive Sarbanes Oxley compliance package.